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《短線交易歸入權制度之反思》由會員上傳分享，免費在線閱讀，更多相關內容在教育資源-天天文庫。
1、己的見解。筆者認為歸入權是一種請求權，期限是訴訟時效。第五部分則是論述權利行使程序上的不足。權利的行使方式與前置程序的不足給股東起訴設置了障礙，激勵機制的缺乏造成股東缺乏提起派生訴訟的內在動力。第六部分的內容是短線交易與內幕交易并存的問題。一方面，短線交易歸入權與投資者賠償請求權可能競合，從保護投資者的角度，投資者的賠償請求權應當優(yōu)先于歸入權；另一方面，當出現(xiàn)公司歸入權與公司的賠償請求權競合的情況時，采用“重疊模式”有利于最大限度保護公司利益。最后一部分是完善我國短線交易歸入權制度的建議。在反思歸入制度存在的一系列問題的基礎上，筆者嘗試著提出一些建議,希望對制度的完善有所幫
2、助。關鍵詞：短線交易歸入權制度；反思；制度完善2AbstractSincethestockmarkethasemerged,itisalwaysaccompaniedbyinsidertrading.Oneofthemainpurposesofsecuritieslegislationistocurbit.Asapreventionofinsidertrading,theshort-swingtradingdisgorgementcomesintobeing.ItoriginatedintheUnitedStates,absorbedbyChina“SecuritiesAc
3、t”,theprovisionsofthisactappearstobesimpleandeasytooperate.Buttherearestillmanyproblems.Thesystemisgivenhighexpectationtopreventinsidertrading,buttheactualoperatingeffectisnotideal.Consideringthoseproblemswillbeabletofindoutthedeficienciesandimproveit.Thispaperattemptstoprobetheshort-swing
4、tradingdisgorgementfromthefollowingaspects:Thefirstpartfocusesonthesubjectsofthesystem.Itmainlydiscussestwoissues.Thefirst
oneistherangeofsubjectsistoonarrow.Andthesecondistherearenorecognizedstandardsfor
short-swingtradinginsider.Toidentifytheidentificationsofthedirectors,supervisorsandse
5、nior
managementshouldconsiderboththeirtitlesandexecutiveduties.Besides,theircloserelatives
needtoberegulatedbecausesuchsubjectsmayusetheircloserelativestoavoidlegalpunishment.
Astheidentificationofthemajorshareholder,todealwiththeproblemthatshareholdinginthe
nameofotherpersons,the“actualho
6、lding”standardshouldbeusedtocalculateallstockshares
heldbytheshareholders.Becausethemajorshareholdersoftenusethenameoftheirspouses,
minorchildrenandothercloserelativestoholdsharesinjudicialpractices.Thesecondpartfocusesonthesubjects’transactions.Firstly,toclarifytheconnotationof
"sale".It’
7、snotonlyconfinedtothetraditionalcentralizedauctiontrading,butalsoincludes
"unorthodoxtransaction".Secondly,toensurethefairnessofthesystem,thosetransactionswhich
areimpossibletouseinsiderinformationshouldbeexemptedinthe“unorthodoxtransaction”.To
discussthecondi
