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1、FF004MAppendix5THESTOCKEXCHANGEOFHONGKONGLIMITED(Awholly-ownedsubsidiaryofHongKongExchangesandClearingLimited)APPENDIX5FORMSRELATINGTOAPPLICATIONSFORLISTINGADVANCEBOOKINGFORMS(FOREQUITYANDDEBTSECURITIES)FORMA1CaseNumber:(Tobetypedorcopiedundertheletter-headofth
2、esponsor,whoisarrangingfortheapplicationtobesubmitted)To:TheHeadoftheListingDivision,TheListingDivision,TheStockExchangeofHongKongLimitedDate:DearSir,Re:(Nameoftheissuerwhichisthesubjectofthelistingapplication)Weareinstructedbytheissuernamedabovetomakeanadvance
3、bookingofanapplicationforlistingofandpermissiontodealin(statethesecuritiestowhichtheadvancebookingrelates)oftheissuer.Particularsoftheproposedlistingare:—1.Nameofissuer:(inEnglish)(inChinese)2.Placeanddateofincorporation??orotherestablishment:3.Historyandnature
4、ofbusiness??and,inthecaseofan??investmentcompany,abrief??descriptionofinvestment??policyandobjectives:4.Listofproposeddirectors:(inEnglish)(inChinese)Page5of5January2007FormA1FF004MAppendix5THESTOCKEXCHANGEOFHONGKONGLIMITED(Awholly-ownedsubsidiaryofHongKongExch
5、angesandClearingLimited)5.Typeofsecurityforwhichlistingissought:(Note1(4))6.Estimatedsizeofoffer:7.(A)Estimatedmarketvalue(equity)/totalcapitalisation(debt)ofissuer:(B)Estimatedmarketcapitalisation(equity)/nominalamount(debt)ofsecuritiesforwhichlistingissought:
6、(Note2)8.MethodofListing:9.Turnoverandprofitaftertaxandminorityinterestsbutbeforeextraordinaryitemsforthethreeprecedingyears:YearendingTurnoverProfit1stYear:2ndYear:3rdYear:(Note3)10.Detailsandamountofextraordinaryitemsin9above:1stYear:2ndYear:3rdYear:(Note3)11
7、.Proposedtimetableforthelisting(pleasespecifydates)(Note1):(A)firstdraftoflistingdocumentavailableforExchange:(B)Exchangehearing:(C)bulkprintdate:(D)listingdocumentdate:(Note1(4))(E)applicationlistsclose:Page5of5January2007FormA1FF004MAppendix5THESTOCKEXCHANGEO
8、FHONGKONGLIMITED(Awholly-ownedsubsidiaryofHongKongExchangesandClearingLimited)(F)announcementofresults:(G)refundchequesdespatched:(H)documentsoftitledespatched:(I)dealingsco